Wealth Advisors


Specialty Claims Management provides expert claims handling for professional liability claims filed against Wealth Advisors. Current conditions in the financial markets are extremely volatile and it is critical for financial professionals to carry errors & omissions insurance. This coverage is written to protect Financial Planning Services, Investment Management Services including activities as a Registered Investment Advisor, Life Insurance Sales, Registered Representatives and the provision of general financial education courses and seminars.


Key Coverages:

  • Affirmative Fiduciary Coverage

  • Electronic Media Coverage

  • Client Identity Theft Coverage

  • Claims Expenses Outside the Limits of Liability

  • Management Liability Coverage


Our highly experienced and technically skilled claims staff works methodically to adjudicate these claims to obtain the best results for our clients.